SECURITIES AND FUTURES COMMISSION ORDINANCE ——附加英文版
Hong Kong
SECURITIES AND FUTURES COMMISSION ORDINANCE
(CHAPTER 24)
ARRANGEMENT OF SECTIONS
ion
I PRELIMINARY
hort title
nterpretation
II SECURITIES AND FUTURES COMMISSION
ecurities and Futures Commission
unctions of Commission
onstitution of Commission
ommission may establish committees
taff of Commission
eneral powers of Commission
elegation and sub-delegation of Commission's functions
Advisory Committee
Directions to Commission
Annual report of Commission
Commission to furnish information
Financial year and estimates of income and expenditure
Accounts
Auditors and audit
Investment of funds
III SECURITIES AND FUTURES APPEALS PANEL
Constitution of Appeals Panel
Appeals (registration, forfeiture and notices)
Hearing of appeals by tribunal
Procedure for appeals
Case stated
IV ADDITIONAL REGISTRATION REQUIREMENTS
Applications under section 51 of Securities Ordinance or section
30 of
odities Trading Ordinance; supplementary provisions
Applicant under Securities Ordinance or Commodities Trading
Ordinance
urnish information to Commission
Certificates of registration to continue in force
Section 23 (2) and (3) to apply to inquiries under section 56 of
rities Ordinance or section 36 of Commodities Trading Ordinance
Registered persons to notify Commission where records etc. kept
Financial resources rules
Modification of financial resources rules in particular cases
V REGULATION OF REGISTERED PERSONS' BUSINESS, ETC.
Supervision
Information relating to transactions
Certification to High Court relating to non-compliance under
section
r 31 33. Investigations
Returns
Production of computerized information
Magistrate's warrant
Destruction etc. of documents
Powers of intervention
Restriction of business
Restriction on dealing with assets
Maintenance of assets
Provisions relating to notices under section 39, 40, 41 or 43
Withdrawal, substitution or variation of notices under section
39, 40
1 44. Appeals against notices under this Part
Winding-up orders
Receiving orders
VI SPECIAL PROVISIONS RELATING TO EXCHANGE COMPANIES AND
RING HOUSES 47. Transfer and resumption of functions
Information: Exchange Companies and clearing houses
Notice of closure or re-opening
Additional powers--restriction notices relating to Exchange
Companies
clearing houses
Additional powers--suspension orders relating to Exchange
Companies
clearing houses
VII FUNDING
Levies
Appropriation
Fees and other charges
VIII MISCELLANEOUS
Injunctions to restrain contraventions
Waiver or modification of requirements
Immunity, etc.
Liability of directors, etc.
Evidence
Preservation of secrecy, etc.
Service of notices
Penalties for offences
Prosecution of certain offences by Commission
Dissolution of Provisional Securities and Futures Commission
Limited
transfer of property
Transitional
DULE Functions of Commission to which section 9 does not apply
establish the Securities and Futures Commission and to amend the
law
ting to dealing in securities and trading in futures contracts;
and to
ide for connected or incidental matters.
he Ordinance other than sections 27 (1) to (8), 30, 31, 32 and
65 as
with item 1 (b) of paragraph 4 of Schedule 2 insofar as they
relate
he repeal of sections 122 and 123 of the Securities Ordinance
y 1989 L. N. 126 of 1989
remaining provisions: 1 August 1989] L. N. 230 of 1989
PART I PRELIMINARY
hort title
Ordinance may be cited as the Securities and Futures
Commission
nance.
nterpretation
his Ordinance, unless the context otherwise requires-
aring house" means a clearing house within the meaning of section
2
of the Commodities Trading Ordinance (Cap. 250) or a
recognized
ring house within the meaning of section 2 of the Securities
(Clearing
es) Ordinance (Cap. 420); (Amended 66 of 1990 s. 2; 68 of 1992
s. 20)
Commission" means the Securities and Futures Commission
established
ection 3; "Commodity Exchange" has the meaning assigned to
it by
ion 2 (1) of the Commodities Trading Ordinance (Cap. 250);
pany" means any company within the meaning of the Companies
Ordinance
. 32) and includes an overseas company within the meaning of
that
nance or any other body corporate incorporated in Hong Kong
having a
e capital;
a equipment" has the meaning assigned to it by section 27;
a material" means any document or other material used in
connection
or produced by data equipment;
ablishment day" means the day on which section 3 comes into
operation;
hange Company" means-
the Stock Exchange Company; or
the Futures Exchange Company,
"Exchange Companies" means both of those companies;
cutive director" and "non-executive director" mean a director
of the
ission who is appointed under section 5 as an executive director
and a
executive director thereof, respectively; "exempt dealer"
has the
ing assigned to it by section 2 (1) of the Securities Ordinance
(Cap.
;
ancial resources rules" means rules made under section 28;
"financial
" means the period specified in section 14 (1);
m" has the meaning assigned to it by section 2 (1) of the
Commodities
ing Ordinance (Cap. 250);
ction" includes power and duty;
ures contract" has the meaning assigned to it by section 2 (1)
of the
odities Trading Ordinance (Cap. 250);
ures Exchange Company" means the Exchange Company within the
meaning
ection 2 (1) of the Commodities Trading Ordinance (Cap. 250);
up of companies" has the meaning assigned to it by section 2 (1)
of
Companies Ordinance (Cap. 32);
etary Authority" means the Monetary Authority appointed under
section
f the Exchange Fund Ordinance (Cap. 66); (Added 82 of 1992 s. 6)
icer", in relation to a company, has the meaning assigned to
it by
ion 2 (1) of the Companies Ordinance (Cap. 32);
el" means the Securities and Futures Appeals Panel
established by
ion 18; "property investment arrangements" means
investment
ngements as defined in relation to property other than
securities by
ion 2 of the Protection of Investors Ordinance (Cap. 335);
ord or other document" includes--
a book, voucher, receipt or data material, or information
which is
rded in a non-legible form but is capable of being reproduced
in a
ble form; and (b) any document, disc, tape, sound track or
other
ce in which sounds or other data (not being visual
images) are
died so as to be capable (with or without the aid of other
equipment)
eing reproduced and any film (including a microfilm), tape or
other
ce in which visual images are embodied so as to be
capable (as
esaid) of being reproduced;
istered person" means a person who is registered under the
Securities
nance (Cap. 333), the Commodities Trading Ordinance (Cap.
250) (or
those Ordinances) as a dealer, dealing partnership,
dealer's
esentative, investment adviser, commodity trading adviser,
investment
sers' partnership, investment representative or a commodity
trading
ser's representative;
relevant Ordinances" means this Ordinance, Part II of the
Companies
nance (Cap. 32) (insofar as that Part relates, whether
directly or
rectly, to the performance of functions by the Commission in
relation
rospectuses and purchase by a company of its own shares) and Part
XII
hat Ordinance (insofar as that part relates, whether
directly or
rectly, to the performance of functions by the Commission in
relation
rospectuses), the Securities Ordinance (Cap. 333), the
Commodity
anges (Prohibition) Ordinance (Cap. 82), the Commodities
Trading
nance (Cap. 250), the Protection of Investors Ordinance (Cap.
335),
Stock Exchanges Unification Ordinance (Cap. 361), the Securities
aring Houses) Ordinance (Cap. 420), the Securities
(Disclosure of
rests) Ordinance (Cap. 396) and the Securities (Insider
Dealing)
nance (Cap. 395); (Amended 62 of 1990 s. 41; 68 of 1992 s. 20;
87 of
s. 2) "securities" has the meaning assigned to it by section 2
(1) of
Securities Ordinance (Cap. 333);
ck Exchange Company" means the Exchange Company within the
meaning of
ion 2 (1) of the Stock Exchanges Unification Ordinance (Cap. 361);
ding in commodity futures contracts" has the meaning assigned to
it by
ion 2 (1) of the Commodities Trading Ordinance (Cap. 250);
bunal" means a tribunal appointed under section 20;
fied Exchange" has the meaning assigned to it by section 2 (1)
of the
k Exchanges Unification Ordinance (Cap. 361).
PART II SECURITIES AND FUTURES COMMISSION
ecurities and Futures Commission
There is hereby established a body to be known as the Securities
and
res Commission.
The Commission shall be a body corporate with power to sue
and be
. (3) The receipts of the Commission shall not be subject to
taxation
r the Inland Revenue Ordinance (Cap. 112).
(a) The Commission shall provide itself with a seal.
The seal of the Commission shall be authenticated by the signature
of
chairman or deputy chairman of the Commission or, if both the
chairman
deputy chairman of the Commission are absent from Hong Kong or
unable
ct, the signature of some other director of the Commission
authorized
t to act in that behalf.
unctions of Commission
The Commission shall have the following functions--
to advise the Financial Secretary on all matters
relating to
rities, futures contracts and property investment arrangements;
without prejudice to any duties imposed or powers conferred
on any
r person in regard to the enforcement of the law
relating to
rities, futures contracts and property investment arrangements,
to be
onsible for ensuring that the provisions of the relevant
Ordinances,
the provisions of any other Ordinance so far as they
relate to
rities, futures contracts and property investment
arrangements, are
lied with;
to report to the Financial Secretary the occurrence of any dealing
in
tion to securities which it reasonably believes or suspects to
be an
der dealing within the meaning of section 9 of the Securities
(Insider
ing) Ordinance (Cap. 395); (Amended 62 of 1990 s. 42)
to be responsible for supervising and monitoring the activities
of the
ange Companies and clearing houses;
to take all reasonable steps to safeguard the interests of
persons
ing in securities or trading in futures contracts or entering
into
erty investment arrangements;
to promote and encourage proper conduct amongst members
of the
ange Companies and clearing houses, and other registered persons;
to suppress illegal, dishonourable and improper practices in
dealing
ecurities, trading in futures contracts, entering into
property
stment arrangements, and the provision of investment advice or
other
ices relating to securities, futures contracts and property
investment
ngements;
to promote and maintain the integrity of registered
persons and
urage the promulgation by registered persons of balanced and
informed
ce to their clients and to the public generally;
to consider and suggest reforms of the law relating to
securities,
res contracts and property investment arrangements;
to encourage the development of securities and futures markets
in Hong
and the increased use of such markets by investors in Hong Kong
and
where; (k) to promote and develop self-regulation by market
bodies in
securities and futures industries;
subject to the provisions of this Ordinance, to co-operate with
and
st authorities or regulatory organizations, in Hong Kong or
elsewhere,
are concerned with securities and futures, or with banking,
insurance
ther financial services or with the affairs of corporations;
(Added 67
991 s. 2)
to perform any other functions conferred by or under
any other
nance.
As regards any function, the Commission may, for the
guidance of
stered persons and others, prepare and cause to be published in
the
tte guidelines indicating the manner in which, in the absence of
any
icular consideration or circumstance, it proposes to
perform the
tion.
The Commission may from time to time engage such
consultants or
sers as it may consider necessary to assist the Commission
in the
ormance of its functions. (4) Nothing in subsection (1) (k)
shall be
rded as limiting or otherwise affecting any other function
of the
ission.
onstitution of Commission
Subject to subsection (2), the Commission shall consist of a
chairman
inted by the Governor and such uneven number, not being less than
7,
ther directors so appointed as the Governor may determine; and
when
number of such other directors ceases to be an uneven
number the
rnor shall make such appointment or appointments as may be
necessary
omply with this subsection.
Half of the directors of the Commission, including the chairman,
shall
ppointed to be executive directors and the remainder
shall be
inted to be non-executive directors.
The Governor may appoint an executive director to be deputy
chairman
he Commission.
(a) If no appointment has been made under subsection (3) or if
the
ce of deputy chairman of the Commission is vacant, the
Financial
etary may designate an executive director to act as chairman of
the
ission during any period during which the chairman of the
Commission
nable to act as chairman due to illness or other incapacity
or is
nt from Hong Kong.
A designation under this subsection shall cease when revoked
by the
ncial Secretary or an appointment is made under
subsection (3),
hever first occurs. (5) The terms and conditions of office
of a
ctor of the Commission shall be such as the Governor may
determine.
A director of the Commission may at any time resign his
office by
er sent to the Governor.
A director of the Commission shall be paid by the Commission
such
neration, allowances or expenses as the Governor may determine.
The Governor may by notice in writing remove from office any
director
he Commission whose removal appears to him to be desirable
for the
ctive performance by the Commission of its functions.
Meetings of the Commission shall be held as often as may be
necessary
the performance of its functions, and may be convened by the
chairman
he deputy chairman or any 2 other directors.
If the office of chairman of the Commission is vacant or the
chairman
he Commission is unable to act as chairman due to illness or
other
pacity or is absent from Hong Kong the deputy chairman or an
executive
ctor designated under subsection (4) shall act as chairman
in his
e.
At a meeting of the Commission--
the chairman shall be chairman of the meeting; or
if the chairman is not present, the deputy chairman shall be
chairman
he meeting; or
if neither the chairman nor the deputy chairman is
present, the
ctors present shall choose one of their number to be chairman of
the
ing.
The quorum for a meeting of the Commission shall be 4 directors
of
2 shall be executive directors and 2 shall be non-
executive
ctors.
Each director of the Commission present at a meeting thereof
shall
a vote. (14) (a) Every question for decision at a meeting of
the
ission shall be determined by a majority of votes of the
directors
ent and, in the event that voting is equally divided,
subject to
graph (b) the chairman of the meeting shall have a casting vote.
(b)
chairman of a meeting shall not exercise a casting vote until
after he
consulted the Financial Secretary as regards that exercise.
The Commission may act notwithstanding a vacancy among its
directors.
The Commission shall organize and regulate its
administration,
edure and business.
ommission may establish committees
The Commission may establish standing or special committees
and may
r or assign to any such committee any matter for
consideration,
iry or management by the committee.
The Commission may appoint any person to be a member of any
committee
blished under this section, whether that person is a director of
the
ission or not. (3) Any reference or assignment under
subsection (1)
every appointment under subsection (2) may be withdrawn or
revoked by
Commission at any time, and no such reference or assignment
shall
ent the performance by the Commission of any of its functions.
A committee established under this section may elect any
of its
ers to be chairman and may regulate its own procedure and
business;
in the exercise of its powers under this subsection such
committee
l be subject to and act in accordance with any direction given
to the
ittee by the Commission for the purposes of this subsection.
Meetings of a committee established under this section shall be
held
uch times and places as the chairman of that committee may,
subject to
ection (4), determine.
taff of Commission
The Commission may from time to time employ persons who shall be
paid
remuneration and allowances and shall hold their employment on
such
r terms and conditions as the Commission shall determine.
The Commission may make arrangements for or in respect
of the
ision and maintenance of such schemes (whether contributory or
not)
the payment to its employees and their dependants of such
不分页显示 总共8页 1 [2] [3] [4] [5] [6] [7] [8]
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石家庄市制定地方性法规条例
河北省石家庄市人大常委会
石家庄市制定地方性法规条例
石家庄市人大常委会公告第1号
（２００１年２月１７日石家庄市第十届人民代表大会第四次会议通过 ２０
０１年６月１日河北省第九届人民代表大会常务委员会第二十一次会议批准）
第一章 总则
第一条 为规范本市立法活动，健全立法制度，提高立法质量，促进依法治
市，根据《中华人民共和国地方各级人民代表大会和地方各级人民政府组织法》、
《中华人民共和国立法法》（以下简称立法法），依照《河北省地方立法条例》的
有关规定，结合本市实际，制定本条例。
第二条 市人民代表大会及其常务委员会依照立法法第六十三条和第六十四
条的有关规定行使立法权。
本市地方性法规的制定、修改、废止和解释以及政府规章的备案，适用本条
例。
第三条 制定本市地方性法规应当遵循立法法规定的基本原则。
制定本市地方性法规应当根据本行政区域的具体情况和实际需要，体现地方
特色，有利于实施和操作。
制定本市地方性法规应当从国家和本市整体利益出发，科学合理地规定权利
和义务，避免或者克服部门利益倾向。
第二章 立法准备
第四条 市人民代表大会常务委员会应当编制本届任期内的地方立法规划和
年度立法计划。
每届立法规划应当在换届后第一年内完成。
第五条 国家机关、政党、人民团体、社会组织、公民可以向市人民代表大
会常务委员会提出制定有关地方性法规的意见和建议项目。
第六条 常务委员会法制工作机构应当根据各项立法意见和建议，在调查研
究和综合协调的基础上拟定地方立法规划草案，经主任会议研究并提请常务委员
会会议讨论同意，报省人民代表大会常务委员会后，印发各有关机关和组织执行。
第七条 根据地方立法规划，有立法项目的机关和组织，应当在每年的九月
一日前将下一年度计划制定的地方性法规初稿分别报送下列机构初步筛选、汇总：
市人民政府各有关部门的，报送市人民政府法制工作机构；其他机关、团体、组
织的，报送常务委员会有关工作机构。
负责初步筛选、汇总的各工作机构，应当在每年的十月一日前，提出下一年
度立法计划建议项目，连同地方性法规初稿送常务委员会法制工作机构，由法制
工作机构进行综合协调后，提出下一年度立法计划草案，经主任会议讨论同意后，
报省人民代表大会常务委员会。
第八条 地方立法规划和年度立法计划必须认真组织实施。年度立法项目确
实需要调整或变更的，有关机关或组织应当书面提出报告，由常务委员会法制工
作机构提出意见，经主任会议讨论同意后，报省人民代表大会常务委员会。
第九条 常务委员会法制工作机构指导或组织地方性法规的起草工作。
地方性法规可以由提案人自行起草，也可以委托其它组织或者公民起草。
第十条 提请市人民代表大会或常务委员会会议审议的法规案应当包括法规
草案文本及其说明，并提交由提案机关主要负责人签名或者提案人全体签名的书
面报告，同时提供法律法规依据、执法主体及涉及的有关部门、行政管理相对人
的意见等相关资料。
地方性法规草案应当包括法规名称、制定目的、立法依据、适用范围、权利
义务、法律责任、生效时间等基本内容，并与本市制定的有关地方性法规和谐、
统一。
地方性法规采用条例、规定、办法、规程、规则、细则等名称。
第十一条 市人民政府提请市人民代表大会及其常务委员会会议审议的法规
案，在提请审议前，应当对法规案中有关执法主体的职责和权限划分等重大问题
做好协调工作，经市人民政府常务会议或者全体会议讨论通过，并由市长签署。
第十二条 市人民代表大会代表、常务委员会组成人员可以根据立法计划，
提前对立法项目进行调研、论证。常务委员会法制工作机构、有关工作机构应做
好联系、协调、安排工作。
第三章 市人民代表大会立法权限与程序
第十三条 下列事项需要制定地方性法规的，应当由市人民代表大会通过：
（一）本行政区域内特别重大的事项；
（二）属于人民代表大会职权范围内的事项；
（三）需要由人民代表大会规定的其他事项。
第十四条 市人民代表大会主席团可以向市人民代表大会提出法规案，由市
人民代表大会会议审议。
市人民代表大会常务委员会、市人民政府、市人民代表大会各专门委员会，
可以向市人民代表大会提出法规案，由主席团决定列入会议议程。
第十五条 市人民代表大会代表十人以上联名，可以向市人民代表大会提出
法规案，由主席团决定是否列入会议议程，或者先交有关专门委员会审议，提出是
否列入会议议程的意见，再决定是否列入会议议程。
专门委员会审议时，可以邀请提案人列席会议，发表意见。
第十六条 向市人民代表大会提出的法规案，在市人民代表大会闭会期间，
可以先向常务委员会提出，经常务委员会会议依照本条例第四章规定的有关程序审
议后，决定提请市人民代表大会审议，由常务委员会或者提案人向大会全体会议作
说明。
第十七条 常务委员会决定提请市人民代表大会审议的法规案，应当在会议
举行的一个月前将法规草案发给代表。
第十八条 列入市人民代表大会会议议程的法规案，大会全体会议听取常务
委员会或者提案人的说明后，由各代表团对法规案进行审议。
各代表团审议法规案时，提案人应当派人听取意见，回答询问。
各代表团审议法规案时，根据代表团的要求，有关机关、组织应当派人介绍
情况。
第十九条 列入市人民代表大会会议议程的法规案，由有关的专门委员会进
行审议，向主席团提出审议意见，并印发会议。
第二十条 列入市人民代表大会会议议程的法规案，由法制委员会根据各代
表团和有关的专门委员会的审议意见，对法规案进行统一审议，向主席团提出审
议结果报告和法规草案修改稿，对重要的不同意见应当在审议结果报告中予以说
明，经主席团会议审议通过后，印发会议。
第二十一条 列入市人民代表大会会议议程的法规案，必要时，主席团常务
主席可以召开各代表团团长会议，就法规案中的重大问题听取各代表团的审议意
见，进行讨论，并将讨论的情况和意见向主席团报告。
主席团常务主席也可以就法规案中的重大的专门性问题，召集代表团推选的
有关代表进行讨论，并将讨论情况和意见向主席团报告。
第二十二条 列入市人民代表大会会议议程的法规案，在交付表决前，提案
人要求撤回的，应当说明理由，经主席团同意，并向大会报告，对该法规案的审
议即行终止。
第二十三条 法规案在审议中有重大问题需要进一步研究的，经主席团提出
，由大会全体会议决定，可以授权常务委员会根据代表的意见进一步审议，作出
决定，并将决定情况向市人民代表大会下次会议报告；也可以授权常务委员会根
据代表的意见进一步审议，提出修改方案，提请市人民代表大会下次会议审议决
定。
第二十四条 法规草案修改稿经各代表团审议，由法制委员会根据各代表
团的审议意见进行修改，提出法规草案表决稿，由主席团提请大会全体会议表决，
由全体代表的过半数通过。
第四章 市人民代表大会常务委员会立法权限与程序
第二十五条 下列事项需要制定地方性法规的，应当由市人民代表大会常
务委员会通过：
（一）除立法法第八条规定的事项外，国家尚未制定法律或者行政法规，根
据本行政区域的具体情况，需要制定地方性法规的事项；
（二）人民代表大会授权常务委员会的立法事项；
（三）在人民代表大会闭会期间，需要对人民代表大会通过的法规进行部分
补充和修改的事项，但所作出的补充和修改不得同该法规的基本原则相抵触。
第二十六条 主任会议可以向常务委员会提出法规案，由常务委员会会议审
议。
市人民政府、市人民代表大会各专门委员会，可以向常务委员会提出法规案
，由主任会议决定列入常务委员会会议议程，或者先交有关的专门委员会审议、
提出报告，再决定列入常务委员会会议议程。主任会议认为法规案需要进一步研
究，可以建议提案人修改完善后再向常务委员会提出。
第二十七条 常务委员会组成人员五人以上联名，可以向常务委员会会议
提出法规案，由主任会议决定是否列入常务委员会会议议程，或者先交有关的专
门委员会审议，提出是否列入会议的议程的意见，再决定是否列入常务委员会会
议议程。不列入常务委员会会议议程的，由主任会议向常务委员会会议报告或者
向提案人说明。
专门委员会审议时，可以邀请提案人列席会议。发表意见。
第二十八条 市人民代表大会交付常务委员会会议审议的法规案，由主任会
议提交常务委员会会议审议。
第二十九条 提请常务委员会会议审议的法规案应当于会议举行一个月前报
送常务委员会办公厅，并同时抄送常务委员会法制工作机构。
列入常务委员会会议议程的法规案，除特殊情况外，一般应在会议举行的七
日前送常务委员会组成人员审阅。
第三十条 列入常务委员会会议议程的法规案，一般应当经两次常务委员会
会议审议后再交付表决。
法规案在常务委员会会议第一次审议前，由常务委员会秘书长决定送交有关
的专门委员会提出审议意见，印发常务委员会会议并送法制委员会。
常务委员会会议第一次审议法规案，在全体会议上听取提案人的说明，由分
组会议进行初步审议。
常务委员会会议第二次审议法规案，在全体会议上听取法制委员会关于法规
草案审议结果的报告，由分组会议对法规草案修改稿进行审议。
常务委员会审议法规案时，根据需要，可以召开联组会议或者全体会议，对
法规草案中的主要问题进行讨论。
第三十一条 列入常务委员会会议议程的法规案，各方面意见基本一致的或
者部分修改的法规案、有关法规问题的决定、决议案，可以经一次常务委员会会
议审议后交付表决。
常务委员会会议一次审议即交付表决的法规案、法规修改案和有关法规问题
的决定、决议案，在全体会议上听取提案人的说明、分组会议审议后，由法制委
员会提出审议结果的报告和表决稿。
第三十二条 常务委员会全体会议或分组审议法规案时，提案人和有关机关
、组织应当派人介绍情况，听取意见，回答询问。
第三十三条 列入常务委员会会议议程的法规案，法制委员会、有关专门委
员会和常务委员会工作机构应当听取市人大代表、法律专家、社会各界等各方面
的意见。听取意见可以采取座谈会、论证会、听证会等多种形式。
第三十四条 列入常务委员会会议议程的重要法规案，经常务委员会会议或
者主任会议决定，可以将法规草案向社会公布，广泛征求意见。各机关、组织和
公民提出的意见送常务委员会法制工作机构。
第三十五条 法规案经过常务委员会会议第一次审议后，由法制委员会根据
常务委员会组成人员、有关专门委员会的审议意见和各方面提出的意见，对法规
案进行统一审议，提出审议结果报告和草案修改稿，对重要的不同意见应当在报
告中予以说明；对有关专门委员会的重要意见没有采纳的，应当向有关的专门委
员会反馈；对重要问题意见不一致时，应当向主任会议报告。
法制委员会审议法规案时，可以邀请有关专门委员会的人员列席会议，发表
意见。也可以要求有关机关、组织派人说明情况。
第三十六条 法规案经常务委员会二次会议审议后，仍有重大问题需要进一
步研究的，由主任会议提出，经全体会议同意，可以暂不付表决，交法制委员会
或有关专门委员会进一步审议。
第三十七条 列入常务委员会会议审议的法规案，因各方面对制定该法规的
必要性、可行性等重大问题存在较大意见分歧搁置审议满两年的，或者因暂不付
表决经过两年没有再次列入常务委员会会议议程审议的，由主任会议向常务委员
会报告，该法规案终止审议。
第三十八条 法规案在交付表决前，提案人要求撤回的，应说明理由，经
主任会议同意，并向常务委员会报告，对该法规案的审议即行终止。
第三十九条 常务委员会会议通过地方性法规可采用举手表决或者其他表
决方式。
常务委员会会议对地方性法规进行表决时，由全体组成人员的过半数通过。
第五章 地方性法规的报批和公布
第四十条 地方性法规经市人民代表大会或者常务委员会会议通过后，应
当报请省人民代表大会常务委员会批准。
常务委员会法制工作机构应当在省人民代表大会常务委员会会议举行的三
十日前将提请批准的书面报告、法规文本及其说明和有关资料报送省人民代表大
会常务委员会。
第四十一条 省人民代表大会常务委员会未批准的地方性法规，常务委员
会法制工作机构，应当会同有关机构根据审查意见进行修改，由主任会议决定提
请常务委员会会议审议或者由常务委员会授权主任会议审议通过后，再报请省人
民代表大会常务委员会批准。
第四十二条 市人民代表大会或者常务委员会会议通过的地方性法规报经
省人民代表大会常务委员会批准后，自批准之日起十五日内由常务委员会公告并
在本市范围内公开发行的报纸上刊登。公告和法规全文应当在《石家庄市人民代
表大会常务委员会会刊》上刊登。
修改地方性法规的修改决定和修改文本同时公布；废止地方性法规只公布
关于废止该项法规的决定。
地方性法规公布时应载明公告机关、序号、通过和批准时间、届次、施行
日期和公告日期。
在常务委员会会刊上刊登的法规文本为标准文本。
第六章 其他规定
第四十三条 市人民政府制定的规章应当在公布后的三十日内报市人民代
表大会常务委员会备案。
规章备案内容包括：备案报告、市长令或公告、有关修改、废止的决定、
规章文本、说明等有关文件。
报送备案的规章由常务委员会法制工作机构负责接收、登记、存档。
第四十四条 市中级人民法院、市人民检察院和县（市）区的人民代表大
会常务委员会认为市人民政府的规章同法律、行政法规或者地方性法规相抵触
的，可以向市人民代表大会常务委员会书面提出进行审查的要求，由常务委员
会秘书长批转有关的专门委员会进行审查，提出意见。
前款规定以外的其他国家机关、社会团体、企业事业组织及公民认为市人
民政府的规章同法律、行政法规或地方性法规相抵触的，可以向市人民代表大
会常务委员会书面提出进行审查的建议，由常务委员会有关的工作机构进行研
究，必要时送有关的专门委员会进行审查，提出意见。
第四十五条 市人民代表大会专门委员会在审查中认为市人民政府规章同
法律、行政法规或者地方性法规相抵触的，可以向制定机关提出书面审查意见；
也可以由法制委员会、有关的专门委员会和常务委员会有关的工作机构召开联合
审查会议，要求制定机关到会说明情况，再向制定机关提出书面审查意见。制定
机关应当在两个月内研究提出是否修改的意见，并向市人民代表大会法制委员会
反馈。
市人民代表大会法制委员会认为市人民政府规章同法律、行政法规或者地
方性法规相抵触而制定机关不予修改的，应当向常务委员会主任会议提出书面审
查意见和予以撤销议案，由主任会议决定是否提请常务委员会会议审议决定。
第四十六条 地方性法规有下列情况之一的，应当由市人民代表大会常务
委员会解释：
（一）地方性法规的规定需要进一步明确具体界限、含义的；
（二）地方性法规制定和批准后出现新的情况，需要明确适用法规依据的。
地方性法规的解释同地方性法规具有同等效力。
第四十七条 市人民政府、市中级人民法院、市人民检察院、市人民代表
大会各专门委员会和县（市）区人民代表大会常务委员会可以向市人民代表大会
常务委员会提出法规解释要求。
第四十八条 常务委员会法制工作机构会同有关部门研究拟订地方性法规解
释草案，由主任会议决定列入常务委员会会议议程。
地方性法规解释草案经常务委员会会议审议后，由法制委员会根据常务委员
会组成人员和有关方面的意见进行审议、修改，提出审议结果的报告和解释草案
表决稿。
地方性法规解释草案表决稿，由常务委员会全体组成人员的过半数通过。报
经省人民代表大会常务委员会批准后，由常务委员会发布公告予以公布。
第四十九条 常务委员会法制工作机构可以对地方性法规有关具体问题的
询问进行研究，提出答复意见，经常务委员会秘书长或者分管副主任同意后，予
以答复，并报常务委员会备案。
第五十条 市人民代表大会及其常务委员会决定修改或者废止的地方性法规
，适用本条例第三章、第四章的有关规定，并报省人民代表大会常务委员会批准。
市人民代表大会及其常务委员会会议通过地方性法规修正案、废止案时，应
作出关于修改或者废止该项地方性法规的决定。
修改地方性法规的决定，应写明对原法规条文的修改和补充的内容。
废止地方性法规或者法规部分条文的决定，应写明被废止的法规名称或者法
规部分条文及理由。
第五十一条 常务委员会法制工作机构负责本市地方性法规的印制、汇编和
译本的审定工作。
第七章 附 则
第五十二条 本条例自２００１年７月１日起施行。《石家庄市人民代表大
会常务委员会制定地方性法规的规定》同时废止。
